Head of Compliance

  • Permanent
  • Bristol, South West
  • Posted 29th November 2017
  • £70000 - £90000 per Annum
  • Ref: CM/43908565
We are partnering with a fantastic FTSE listed Financial Services business who are looking to add to their Risk division a driven and progressive head of Compliance. The company itself is growing rapidly and this role is down to the growth of the compliance function. You'll be working closely with the Group Director of Risk running the compliance team and building out the function.

Key responsibilities:

- Manage, support and direct the Compliance Oversight, Compliance Monitoring and Provider Compliance teams
- Ensure appropriate risk based compliance review activity is undertaken
- Liaison with the FCA lead Supervision team
- Represent compliance at Distribution Risk Committee
- Compliance on key projects

Required Technical Knowledge:

- Awareness of 1st, 2nd and 3rd line controls
- Regulatory change and impact awareness
- Specialist in FCA conduct rules,
- Industry knowledge of FS, wealth management and financial advice

Our client is one of the most sought after employers in the industry, offering amazing career progression, brilliant bonus and benefits package and a fantastic working environment. Don't hesitate to apply as the role will only be around a few weeks!

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